Broker Dealers

Greenboard 💚 Broker Dealers

Overview

Omnichannel WORM Archiving

Capture email, SMS, WhatsApp, LinkedIn, Teams, and more in immutable storage that satisfies SEC 17a-4.

Advertising Rule Engine

Pre-review videos, social posts, and PDFs against Rules 2210–2215 with automated disclosure prompts.

All-in-One Compliance OS

Retire point solutions and run archiving, marketing, trading, and employee oversight on one AI-powered platform built for broker dealers.

Automated Vendor Diligence

AI extracts info from SOC 2s and breach history, and public domain sources then scores vendor risk in a single report.

Seamless Broker Feeds

Connect brokerage accounts instantly via CFPB 1033 APIs and eliminate manual statement uploads.

Future-proof architecture

Continuous platform updates keep you ahead of FINRA rules—no disruptive migrations ever again.

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