Greenboard | New System of Action Compliance Software for SEC & FINRA compliance
Make everyone a compliance champion
The next generation AI-native system of action for SEC and FINRA compliance.
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Trusted by 500+ financial institutions
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Details of various financial institutions using Greenboard.
Results from Greenboard Users
- Average marketing review turnaround: 24 hours
- Reduction in eCommunications false positives: 99.14%
- Customers eliminating need for multiple tools: 88%
- Customer retention: 99%+
"Helps us detect risk and automate more of our compliance program than previously possible...easy to use"
— Brook Powers, CEO, Fiduciary Financial
"The personal support, the AI capabilities, and then the backing from the compliance expertise makes me a lot more comfortable... knowing that we're doing things the right way."
— Doug Thalhammer, CCO, FSG
How it works
Unified and action-centric compliance
Declare independence from fragmented tools. Greenboard connects archiving, firm compliance, employee compliance, marketing compliance, and many more workflows into one system where unified tasks and records live.
Automation everywhere. That’s Go
GreenboardGo is AI-native automation built into every compliance workflow — not a chatbot layered on top of old tools.
Compliance software your team will love
Greenboard's user experience incorporates decades of usability research and new AI-enabled ways of working — reducing friction and building a real culture of compliance.
Exam-ready out of the box
Built on WORM-based, 17a-4 compliant architecture, Greenboard's unified recordkeeping is battle-tested and designed for CCO peace of mind.
You're in good hands with Greenboard
Enterprise-grade security and privacy that protect your firm's critical data — with smarter supervision methods that replace invasive oversight and build trust instead of eroding it.
Built for highly regulated financial institutions with enterprise-grade security and scale
- Leading auditability and recordkeeping
- Built-in regulatory guidance: WORM and 17a-4 compliant
- Enterprise-grade security and privacy: SOC2 Type 2 compliant
All in one compliance for financial services
Service Partners
- Financial Advisors
- Private Funds
- Hedge Funds
- Broker Dealers
- Regulatory Registration
Real results from teams using Greenboard
Financial teams across private funds, advisors, and fintech rely on Greenboard to surface risk, prioritize reviews, and recover value across complex portfolios.
Example User Testimonials
"Whatever we came up with for marketing reviews, it had to move as fast as the content creators moved. Huge thanks to the Greenboard team!"
— Alex Stickelman, CCO & COO, Root Financial
"I can’t say they like compliance, but I can tell you that advisors love Greenboard."
— Adam Boyer, COO & CCO, JMG Financial Group