Kroll Partners With Greenboard

Kroll

Kroll and Greenboard bring regulatory advisory and a unified compliance system to financial institutions, providing a clear, structured way to manage workflows, apply guidance, and maintain an audit-ready record.

Kroll is a leading independent provider of financial and risk advisory solutions, with nearly 100 years of experience supporting organizations across governance, regulation, and risk management. Its Financial Services Compliance and Regulation practice works closely with firms to design, assess, and strengthen compliance programs in line with evolving SEC and FINRA expectations.

Kroll’s approach has always been grounded in how compliance programs actually operate, not just how they’re documented. That includes helping firms interpret regulatory requirements, implement supervisory frameworks, and respond to examinations with clear, defensible processes.

Through this partnership, Kroll integrates its advisory services with Greenboard’s AI-native compliance platform, giving firms a single system to manage core workflows such as communications supervision, marketing review, employee certifications, and vendor oversight.

Most compliance teams still rely on fragmented systems to manage these areas. Supervisory reviews live in one tool, attestations in another, and supporting documentation is often spread across shared drives and inboxes. This creates delays in decision-making and makes it harder to demonstrate consistency during audits.

Kroll and Greenboard address this by bringing advisory guidance and execution into the same environment.

Kroll’s team can help design or refine a firm’s compliance program, while Greenboard provides the infrastructure to operationalize it, with workflows, approvals, and documentation captured in a structured and auditable system.

For compliance leaders, this means policies are not only defined, but consistently applied. Reviews, escalations, and decisions are recorded as they happen, creating a clear audit trail without requiring additional manual effort.

Greenboard is also part of Kroll’s broader RegTech ecosystem, which brings together best-in-class providers to support different aspects of risk and compliance. Within this ecosystem, Greenboard serves as the system where compliance work is executed and documented day to day.

As firms face increasing regulatory scrutiny and operational complexity, this partnership provides a more direct path from regulatory interpretation to execution.